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FINRA Updated Series-7 Exam Questions and Answers by joe

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FINRA Series-7 Exam Overview :

Exam Name: Series 7 General Securities Representative Qualification Examination (GS)
Exam Code: Series-7 Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 400 Q&A's Shared By: joe
Question 92

Municipal bonds would be least attractive as an investment for which of the following?

Options:

A.

an insurance company

B.

a pension fund

C.

a commercial bank

D.

the executive officer of an industrial corporation in the highest income tax bracket

Discussion
Question 93

If a municipality has funds available to make a partial call of an issue of outstanding serial bonds, which bonds should be called first?

Options:

A.

the shortest maturity

B.

the maturity with the largest number of bonds

C.

the longest maturity

D.

the maturity bearing the lowest interest rate

Discussion
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Question 94

Which of the following is not true about US treasury bills?

Options:

A.

they are issued at a discount

B.

they are money market instruments

C.

they are issued in denominations of $1,000 to $1,000,000

D.

they are general obligations of the US government

Discussion
Question 95

To accommodate a customer’s order to buy an over-the-counter stock, a broker/dealer is permitted to:

Options:

A.

sell him shares from the firm’s inventory

B.

sell these shares short to the customer

C.

act as agent on this transaction

D.

all of the above

Discussion
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