| Exam Name: | Series 7 General Securities Representative Qualification Examination (GS) | ||
| Exam Code: | Series-7 Dumps | ||
| Vendor: | FINRA | Certification: | General Securities Representative |
| Questions: | 400 Q&A's | Shared By: | zayaan |
Which of the following is the least important method of money control exercised by the Federal Reserve?
Which of the following will not result in termination of a limited partnership?
Regulation T is set at 50%. Bubba’s account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
Bubba wants to buy 100 shares of DUM at $30 per share and 100 shares of OUT at $120. How much additional money must be deposited?
Bubba Corporation has 3,500,000 shares of common stock outstanding and its trading volume in the few weeks has been as follows:
Week 1 - 43,000
Week 2 - 30,900
Week 3 - 37,500
Week 4 - 42,600
Week 5 - 33,000 (the most recent week)
If an affiliated person wanted to liquidate some of his holding of 100,000 shares pursuant to SEC Rule 144, how many shares could he sell?
TESTED 03 Apr 2025
