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CISI level 3 Certificate in Wealth & Investment Management International Certificate in Wealth & Investment Management

International Certificate in Wealth & Investment Management

Last Update Dec 22, 2024
Total Questions : 100

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Questions 2

A fiduciary relationship normally arises between:

Options:

A.  

A husband and his wife

B.  

A lawyer and his client

C.  

A company and its suppliers

D.  

A head of state and its government

Discussion 0
Questions 3

Establishing sufficient details about a client in order to give advice is known as:

Options:

A.  

Assessing suitability and affordability

B.  

Determining attitude to risk

C.  

Giving information on status disclosure

D.  

Following know your customer procedures

Discussion 0
Questions 4

Which currency is most heavily traded on international markets?

Options:

A.  

British pound sterling

B.  

US dollar

C.  

Japanese yen

D.  

Euro

Discussion 0
Questions 5

For what reason is holding bearer shares potentially disadvantageous?

Options:

A.  

Investors prefer not being publicly named on a share register

B.  

The loss of the certificate might equal loss of the person’s investment

C.  

They are more difficult to value

D.  

Because it is not possible to sell part of the holding

Discussion 0
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