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CISI Updated ICWIM Exam Questions and Answers by safwan

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CISI ICWIM Exam Overview :

Exam Name: International Certificate in Wealth & Investment Management
Exam Code: ICWIM Dumps
Vendor: CISI Certification: CISI level 3 Certificate in Wealth & Investment Management
Questions: 100 Q&A's Shared By: safwan
Question 28

Establishing sufficient details about a client in order to give advice is known as:

Options:

A.

Assessing suitability and affordability

B.

Determining attitude to risk

C.

Giving information on status disclosure

D.

Following know your customer procedures

Discussion
Question 29

If an investor expects to receive a bullet payment, they are likely to be invested in a:

Options:

A.

Treasury bond

B.

Zero coupon bond

C.

Convertible bond

D.

Premium bond

Discussion
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Question 30

A fiduciary relationship normally arises between:

Options:

A.

A husband and his wife

B.

A lawyer and his client

C.

A company and its suppliers

D.

A head of state and its government

Discussion
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