Weekend Special Limited Time 65% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: get65

FINRA Updated SIE Exam Questions and Answers by inaaya

Page: 3 / 12

FINRA SIE Exam Overview :

Exam Name: Securities Industry Essentials Exam (SIE)
Exam Code: SIE Dumps
Vendor: FINRA Certification: General Securities Representative
Questions: 164 Q&A's Shared By: inaaya
Question 12

In performing fundamental analysis of an equity, which of the following elements should an investor consider?

Options:

A.

Chart patterns

B.

Moving average

C.

Financial statements

D.

Resistance and support levels

Discussion
Question 13

The cash value of a variable life insurance policy is affected by which of the following factors?

Options:

A.

Changes in the beneficiary

B.

Changes in the death benefit

C.

Fluctuating market conditions

D.

Contingent deferred sales charges

Discussion
Question 14

Which of the following is not a pass-through entity for tax purposes?

Options:

A.

A C corporation

B.

An S corporation

C.

A limited liability company (LLC)

D.

A real estate investment trust (REIT)

Discussion
Everleigh
I must say that they are updated regularly to reflect the latest exam content, so you can be sure that you are getting the most accurate information. Plus, they are easy to use and understand, so even new students can benefit from them.
Huxley Aug 26, 2024
That's great to know. So, you think new students should buy these dumps?
Andrew
Are these dumps helpful?
Jeremiah Oct 27, 2024
Yes, Don’t worry!!! I'm confident you'll find them to be just as helpful as I did. Good luck with your exam!
Cecilia
Yes, I passed my certification exam using Cramkey Dumps.
Helena Sep 19, 2024
Great. Yes they are really effective
Vienna
I highly recommend them. They are offering exact questions that we need to prepare our exam.
Jensen Oct 9, 2024
That's great. I think I'll give Cramkey a try next time I take a certification exam. Thanks for the recommendation!
Ella-Rose
Amazing website with excellent Dumps. I passed my exam and secured excellent marks!!!
Alisha Aug 17, 2024
Extremely accurate. They constantly update their materials with the latest exam questions and answers, so you can be confident that what you're studying is up-to-date.
Question 15

Which of the following characteristics best describes a benefit of a variable annuity subaccount?

Options:

A.

The account is managed by a third-party custodian and is, therefore, subject to lower management fees than those charged by the insurance company.

B.

The account is held at a broker-dealer that is separate from the insurance company, thereby allowing tax-deferred investments in all types of securities products.

C.

The account is held separately from the insurance company's general account and, therefore, is protected from the claims of general creditors of the insurance company.

D.

The account represents the indebtedness of the insurance company that is subordinated to the claims of general creditors and, therefore, offers investors a higher rate of return.

Discussion
Page: 3 / 12

SIE
PDF

$36.75  $104.99

SIE Testing Engine

$43.75  $124.99

SIE PDF + Testing Engine

$57.75  $164.99